Form 4 for TLRY Tilray Brands, Inc.

Accepted 2021-08-16 00:00:00 ET · period of report 2021-08-12 · accession 0001140361-21-028557 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2021-08-16	2021-08-12	TLRY	FALTISCHEK DENISE M	Chief Strategy Off	F - Tax	$14.10	-9,163	37.8K	-20%	-$129.2K
D	2021-08-16	2021-08-12	TLRY	FALTISCHEK DENISE M	Chief Strategy Off	M - OptEx	—	+26.4K	47.0K	+129%	—
D	2021-08-16	2021-08-12	TLRY	FALTISCHEK DENISE M	Chief Strategy Off	M - OptEx	$0.00	-26.4K	26.4K	-50%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class 2 Common Stock	2021-08-12	F	D	9,163	$14.10	37,797	D	—	—	(F1) These shares were retained by Tilray, Inc. via settlement on a net withholding basis in order to meet the tax withholding obligations of the reporting person in connection with the vesting of an installment of restricted stock units granted to the reporting person on August 12, 2020. None of these shares were sold in an open market transaction.
2	Common	Class 2 Common Stock	2021-08-12	M	A	26,443	—	46,960	D	—	—	(F2) Restricted stock units convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis.
3	Derivative	Restricted Stock Units	2021-08-12	M	D	26,443	$0.00	26,444	D	— · — to —	26,443 Class 2 Common Stock	(F2) Restricted stock units convert into shares of Tilray, Inc. Class 2 Common Stock on a one-for-one basis. (F3) On August 12, 2020, the reporting person was granted 52,887 restricted stock units with 50% vesting on August 12, 2021, and the remaining 50% vesting on August 12, 2022.