Form 4 for RIOT Riot Platforms, Inc.
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0001140361-21-030368 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-09-03 | 2021-09-01 | RIOT | Northern Data AG | 10% | S - Sale | $36.84 | -1.85M | 9.95M | -16% | -$68.15M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, no par value | 2021-09-01 | S | D | 1,850,008 | $36.84 | 9,949,992 | D | — | — | (F1) Represents shares of the Issuer's common stock, no par value, sold by such Reporting Person in a secondary public offering as a selling stockholder pursuant to a registration statement on Form S-3 (Registration No. 333-259039), filed with the Securities and Exchange Commission by the Issuer on August 24, 2021. (F2) Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported by this Form 4. |