InsiderTrades

Form 4 for ONEW OneWater Marine Inc.

Accepted 2021-09-10 00:00:00 ET · period of report 2021-03-25 · accession 0001140361-21-030973 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
DI 2021-09-10 2021-03-25 ONEW Singleton Philip Austin Jr. CEO, Dir J - Other — -37.0K 477.3K -7% —
D 2021-09-10 2021-03-25 ONEW Singleton Philip Austin Jr. CEO, Dir J - Other — +37.0K 37.0K New —
DI 2021-09-10 2021-03-25 ONEW Singleton Philip Austin Jr. CEO, Dir J - Other — -37.0K 477.3K -7% —
D 2021-09-10 2021-03-25 ONEW Singleton Philip Austin Jr. CEO, Dir J - Other — +37.0K 37.0K New —

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Class B common stock, par value $0.01 2021-03-25 J D 37,029 — 477,344 I By Auburn OWMH, LLLP — — (F1) On March 25, 2021, Auburn OWMH, LLLP distributed Common Units of One Water Marine Holdings, LLC ("OneWater LLC") and Class B common stock of OneWater Marine Inc. to the Reporting Person. (F3) The Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
2 Common Class B common stock, par value $0.01 2021-03-25 J A 37,029 — 37,029 D — — (F1) On March 25, 2021, Auburn OWMH, LLLP distributed Common Units of One Water Marine Holdings, LLC ("OneWater LLC") and Class B common stock of OneWater Marine Inc. to the Reporting Person.
3 Derivative One Water Marine Holdings, LLC common unit 2021-03-25 J D 37,029 — 477,344 I By Auburn OWMH, LLLP — · — to — 37,029 Class A common stock, par value $0.01 (F1) On March 25, 2021, Auburn OWMH, LLLP distributed Common Units of One Water Marine Holdings, LLC ("OneWater LLC") and Class B common stock of OneWater Marine Inc. to the Reporting Person. (F3) The Reporting Person disclaims beneficial ownership of the shares except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (F2) At the request of the holder, each Common Unit of OneWater LLC may be coupled with a share of Class B common stock of OneWater Marine Inc. and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.
4 Derivative One Water Marine Holdings, LLC common unit 2021-03-25 J A 37,029 — 37,029 D — · — to — 37,029 Class A common stock, par value $0.01 (F1) On March 25, 2021, Auburn OWMH, LLLP distributed Common Units of One Water Marine Holdings, LLC ("OneWater LLC") and Class B common stock of OneWater Marine Inc. to the Reporting Person. (F2) At the request of the holder, each Common Unit of OneWater LLC may be coupled with a share of Class B common stock of OneWater Marine Inc. and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire.