Form 4 for GEG Great Elm Group, Inc.
Accepted 2021-09-28 00:00:00 ET · period of report 2021-09-24 · accession 0001140361-21-032826 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-28 | 2021-09-24 | GEG | Pearson Brent J | CFO | A - Grant | $0.00 | +5,230 | 22.6K | +30% | $0 |
| D | 2021-09-28 | 2021-09-24 | GEG | Pearson Brent J | CFO | A - Grant | $0.00 | +12.3K | 12.3K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-09-24 | A | A | 5,230 | $0.00 | 22,563 | D | — | — | (F1) Mr. Pearson was awarded 5,230 restricted stock units, 1,308 of which vested on the grant date, September 24, 2021, and the remainder of which vest in equal annual installments on each anniversary of the grant date until September 24, 2024. |
| 2 | Derivative | Stock Option (Right to Buy) | 2021-09-24 | A | A | 12,278 | $0.00 | 12,278 | D | $2.87 · — to 2026-09-24 | 12,278 Common Stock | (F2) Mr. Pearson was awarded 12,278 stock options, 3,070 of which vested on the grant date, September 24, 2021 and the remainder of which vest in equal annual installments on each anniversary of the grant date until September 24, 2024. |