Form 4 for KKR KKR & Co.
Accepted 2021-10-04 00:00:00 ET · period of report 2021-10-01 · accession 0001140361-21-033491 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-04 | 2021-10-01 | KKR | NUTTALL SCOTT C | Co-Pres, Co-COO, Dir | F - Tax | $60.88 | -215.2K | 2.36M | -8% | -$13.10M |
| D | 2021-10-04 | 2021-10-01 | KKR | NUTTALL SCOTT C | Co-Pres, Co-COO, Dir | M - OptEx | — | +375.0K | 2.57M | +17% | — |
| D | 2021-10-04 | 2021-10-01 | KKR | NUTTALL SCOTT C | Co-Pres, Co-COO, Dir | M - OptEx | $0.00 | -375.0K | 450.0K | -45% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-10-01 | F | D | 215,175 | $60.88 | 2,355,171 | D | — | — | |
| 2 | Common | Common Stock | 2021-10-01 | M | A | 375,000 | — | 2,570,346 | D | — | — | (F1) 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022. |
| 3 | Derivative | Restricted Stock Units | 2021-10-01 | M | D | 375,000 | $0.00 | 450,000 | D | — · — to — | 375,000 Common Stock | (F1) 375,000 restricted stock units of KKR & Co. Inc. vested on October 1, 2021 and were settled for shares of common stock of KKR & Co. Inc. on a one-for-one basis. The remaining 450,000 restricted stock units will vest on October 1, 2022. |