Form 4 for ONEW OneWater Marine Inc.
Accepted 2021-10-04 00:00:00 ET · period of report 2021-09-30 · accession 0001140361-21-033550 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-10-04 | 2021-10-01 | ONEW | Singleton Philip Austin Jr. | CEO, Dir | A - Grant | $0.00 | +14.9K | 136.4K | +12% | $0 |
| DMI | 2021-10-04 | 2021-09-30 | ONEW | Singleton Philip Austin Jr. | CEO, Dir | C - Cnv Deriv | — | 0 | 476.3K | New | — |
| DM | 2021-10-04 | 2021-09-30 | ONEW | Singleton Philip Austin Jr. | CEO, Dir | C - Cnv Deriv | — | 0 | 128.0K | New | — |
| DM | 2021-10-04 | 2021-09-30+ | ONEW | Singleton Philip Austin Jr. | CEO, Dir | F - Tax | $40.47 | -6,599 | 121.4K | -5% | -$267.0K |
| D | 2021-10-04 | 2021-09-30 | ONEW | Singleton Philip Austin Jr. | CEO, Dir | C - Cnv Deriv | $0.00 | -37.0K | 0 | -100% | $0 |
| DMI | 2021-10-04 | 2021-09-30 | ONEW | Singleton Philip Austin Jr. | CEO, Dir | C - Cnv Deriv | $0.00 | -1.30M | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A common stock, par value $0.01 | 2021-10-01 | A | A | 14,922 | $0.00 | 136,355 | D | — | — | |
| 2 | Common | Class A common stock, par value $0.01 | 2021-09-30 | C | A | 345,678 | — | 345,678 | I By Philip Singleton Irrevocable Trust, Dated December 24, 2015 | — | — | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. (F2) Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock. |
| 3 | Common | Class B common stock, par value $0.01 | 2021-09-30 | C | D | 476,261 | — | 0 | I By Austin Singleton Irrevocable Trust, Dated December 30, 2015 | — | — | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. (F2) Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock. |
| 4 | Common | Class B common stock, par value $0.01 | 2021-09-30 | C | D | 477,334 | — | 0 | I By Auburn OWMH, LLLP | — | — | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. (F2) Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock. |
| 5 | Common | Class A common stock, par value $0.01 | 2021-09-30 | C | A | 477,334 | — | 611,371 | I By Auburn OWMH, LLLP | — | — | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. (F2) Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock. |
| 6 | Common | Class B common stock, par value $0.01 | 2021-09-30 | C | D | 345,678 | — | 0 | I By Philip Singleton Irrevocable Trust, Dated December 24, 2015 | — | — | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. (F2) Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock. |
| 7 | Common | Class A common stock, par value $0.01 | 2021-09-30 | C | A | 476,261 | — | 476,261 | I By Austin Singleton Irrevocable Trust, Dated December 30, 2015 | — | — | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. (F2) Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock. |
| 8 | Common | Class B common stock, par value $0.01 | 2021-09-30 | C | D | 37,029 | — | 0 | D | — | — | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. (F2) Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock. |
| 9 | Common | Class A common stock, par value $0.01 | 2021-09-30 | C | A | 37,029 | — | 128,032 | D | — | — | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. (F2) Pursuant to the OneWater LLC Agreement, the shares of the Issuer's Class B common stock were cancelled for no consideration on a one-for-one basis upon the redemption by the Reporting Person of OneWater LLC common units, together with a corresponding number of shares of Class B common stock, for shares of the Issuer's Class A common stock. |
| 10 | Common | Class A common stock, par value $0.01 | 2021-09-30 | F | D | 2,148 | $41.00 | 125,884 | D | — | — | |
| 11 | Common | Class A common stock, par value $0.01 | 2021-10-01 | F | D | 4,451 | $40.21 | 121,433 | D | — | — | |
| 12 | Derivative | One Water Marine Holdings, LLC common unit | 2021-09-30 | C | D | 37,029 | $0.00 | 0 | D | — · — to — | 37,029 Class A common stock, par value $0.01 | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. |
| 13 | Derivative | One Water Marine Holdings, LLC common unit | 2021-09-30 | C | D | 476,261 | $0.00 | 0 | I By Austin Singleton Irrevocable Trust, Dated December 30, 2015 | — · — to — | 476,261 Class A common stock, par value $0.01 | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. |
| 14 | Derivative | One Water Marine Holdings, LLC common unit | 2021-09-30 | C | D | 345,678 | $0.00 | 0 | I By Philip Singleton Irrevocable Trust, Dated December 24, 2015 | — · — to — | 345,678 Class A common stock, par value $0.01 | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. |
| 15 | Derivative | One Water Marine Holdings, LLC common unit | 2021-09-30 | C | D | 477,344 | $0.00 | 0 | I By Auburn OWMH, LLLP | — · — to — | 477,344 Class A common stock, par value $0.01 | (F1) At the request of the holder, each Common Unit of One Water Marine Holdings, LLC ("OneWater LLC") may be coupled with a share of Class B common stock and redeemed for, at the Issuer's election and subject to certain restrictions in the Fourth Amended and Restated Limited Liability Company Agreement of OneWater LLC (the "OneWater LLC Agreement"), newly-issued shares of Class A common stock of OneWater Marine Inc. on a one-for-one basis or for a cash payment to be determined pursuant to the OneWater LLC Agreement for each Common Unit redeemed. The Common Units do not expire. |