Form 4 for PENN PENN Entertainment, Inc.
Accepted 2022-01-05 00:00:00 ET · period of report 2022-01-03 · accession 0001140361-22-000706 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-05 | 2022-01-03+ | PENN | NAPLES RONALD J | Dir | M - OptEx | — | +9,408 | 17.7K | +113% | — |
| DM | 2022-01-05 | 2022-01-03+ | PENN | NAPLES RONALD J | Dir | D - Sale to Iss | $51.17 | -9,408 | 13.4K | -41% | -$481.4K |
| D | 2022-01-05 | 2022-01-04 | PENN | NAPLES RONALD J | Dir | A - Grant | $0.00 | +4,937 | 18.4K | +37% | $0 |
| DM | 2022-01-05 | 2022-01-03+ | PENN | NAPLES RONALD J | Dir | M - OptEx | — | -9,408 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-01-05 | M | A | 3,091 | — | 21,457 | D | — | — | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 2 | Common | Common Stock | 2022-01-05 | D | D | 3,091 | $49.77 | 18,366 | D | — | — | |
| 3 | Common | Common Stock | 2022-01-03 | M | A | 2,033 | — | 15,462 | D | — | — | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 4 | Common | Common Stock | 2022-01-03 | D | D | 4,284 | $51.85 | 13,429 | D | — | — | |
| 5 | Common | Common Stock | 2022-01-03 | M | A | 4,284 | — | 17,713 | D | — | — | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 6 | Common | Common Stock | 2022-01-03 | D | D | 2,033 | $51.85 | 13,429 | D | — | — | |
| 7 | Common | Common Stock | 2022-01-04 | A | A | 4,937 | $0.00 | 18,366 | D | — | — | (F2) The securities reported are shares of restricted stock that vest on January 4, 2023. The reporting person elected to receive the 2022 annual equity award for directors in shares of restricted stock. |
| 8 | Derivative | Phantom Stock Units | 2022-01-03 | M | D | 2,033 | — | 0 | D | — · 2022-01-03 to 2022-01-03 | 2,033 Common Stock | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 9 | Derivative | Phantom Stock Units | 2022-01-05 | M | D | 3,091 | — | 0 | D | — · 2022-01-05 to 2022-01-05 | 3,091 Common Stock | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 10 | Derivative | Phantom Stock Units | 2022-01-03 | M | D | 4,284 | — | 0 | D | — · 2022-01-03 to 2022-01-03 | 4,284 Common Stock | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |