Form 4 for IVZ Invesco
Accepted 2022-03-08 00:00:00 ET · period of report 2021-11-01 · accession 0001140361-22-008501 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-03-08 | 2021-11-01+ | IVZ | MASSACHUSETTS MUTUAL LIFE INSURANCE CO | 10% | P - Purchase | $19.06 | +4.11M | 4.11M | New | +$78.42M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Shares | 2022-03-08 | P | A | 1,065,944 | $19.40 | 3,801,609 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.74 to $19.735 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. (F2) These securities are held directly by Massachusetts Mutual Life Insurance Company. |
| 2 | Common | Common Shares | 2021-11-01 | P | A | 7,582 | $26.15 | 7,582 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.11 to $26.20 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. (F2) These securities are held directly by Massachusetts Mutual Life Insurance Company. |
| 3 | Common | Common Shares | 2022-03-07 | P | A | 1,378,433 | $18.65 | 2,735,665 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.42 to $18.84 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. (F2) These securities are held directly by Massachusetts Mutual Life Insurance Company. |
| 4 | Common | Common Shares | 2022-03-04 | P | A | 1,349,650 | $19.01 | 1,357,232 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.73 to $19.23 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. (F2) These securities are held directly by Massachusetts Mutual Life Insurance Company. |
| 5 | Common | Common Shares | 2022-03-08 | P | A | 312,489 | $19.77 | 4,114,098 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.74 to $19.86 per share, inclusive. The Reporting Person undertakes to provide to Invesco Ltd., any security holder of Invesco Ltd., or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. (F2) These securities are held directly by Massachusetts Mutual Life Insurance Company. |