Form 4 for PENN PENN Entertainment, Inc.
Accepted 2022-03-11 00:00:00 ET · period of report 2022-03-09 · accession 0001140361-22-009209 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-11 | 2022-03-09 | PENN | Snowden Jay A | Pres, CEO, Dir | D - Sale to Iss | $41.75 | -62.7K | 530.5K | -11% | -$2.62M |
| DM | 2022-03-11 | 2022-03-09 | PENN | Snowden Jay A | Pres, CEO, Dir | M - OptEx | — | +62.7K | 549.8K | +13% | — |
| DM | 2022-03-11 | 2022-03-09 | PENN | Snowden Jay A | Pres, CEO, Dir | A - Grant | $0.00 | +28.2K | 530.6K | +6% | $0 |
| D | 2022-03-11 | 2022-03-09 | PENN | Snowden Jay A | Pres, CEO, Dir | F - Tax | $41.75 | -28.5K | 523.7K | -5% | -$1.19M |
| DM | 2022-03-11 | 2022-03-09 | PENN | Snowden Jay A | Pres, CEO, Dir | M - OptEx | — | -62.7K | 0 | -100% | — |
| D | 2022-03-11 | 2022-03-09 | PENN | Snowden Jay A | Pres, CEO, Dir | A - Grant | — | +21.7K | 21.7K | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-09 | D | D | 19,298 | $41.75 | 530,496 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-09 | M | A | 21,699 | — | 552,192 | D | — | — | (F1) The Reporting Person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 3 | Common | Common Stock | 2022-03-09 | D | D | 21,699 | $41.75 | 530,496 | D | — | — | |
| 4 | Common | Common Stock | 2022-03-09 | M | A | 21,698 | — | 552,194 | D | — | — | (F1) The Reporting Person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 5 | Common | Common Stock | 2022-03-09 | D | D | 21,698 | $41.75 | 530,496 | D | — | — | |
| 6 | Common | Common Stock | 2022-03-09 | A | A | 21,698 | $0.00 | 552,194 | D | — | — | (F2) Restricted stock credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the third year's performance goal. |
| 7 | Common | Common Stock | 2022-03-09 | F | D | 28,472 | $41.75 | 523,722 | D | — | — | |
| 8 | Common | Common Stock | 2022-03-09 | A | A | 6,483 | $0.00 | 530,565 | D | — | — | (F3) Restricted stock credited to the Reporting Person from a performance shares award granted in 2021 due to the achievement of the first year's performance goal. |
| 9 | Common | Common Stock | 2022-03-09 | M | A | 19,298 | — | 549,794 | D | — | — | (F1) The Reporting Person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 10 | Derivative | Phantom Stock Units | 2022-03-09 | M | D | 21,698 | — | 0 | D | — · 2022-03-09 to 2022-03-09 | 21,698 Common Stock | (F1) The Reporting Person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 11 | Derivative | Phantom Stock Units | 2022-03-09 | A | A | 21,698 | — | 21,698 | D | — · — to — | 21,698 Common Stock | (F4) Phantom stock units credited to the Reporting Person from a performance shares award granted in 2019 due to the achievement of the third year's performance goal. |
| 12 | Derivative | Phantom Stock Units | 2022-03-09 | M | D | 21,699 | — | 0 | D | — · 2022-03-09 to 2022-03-09 | 21,699 Common Stock | (F1) The Reporting Person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 13 | Derivative | Phantom Stock Units | 2022-03-09 | M | D | 19,298 | — | 0 | D | — · 2022-03-09 to 2022-03-09 | 19,298 Common Stock | (F1) The Reporting Person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |