Form 4 for CEG Constellation Energy
Accepted 2022-04-04 00:00:00 ET · period of report 2022-03-31 · accession 0001140361-22-013010 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-04-04 | 2022-03-31 | CEG | LAWLESS ROBERT J | Dir | A - Grant | $51.32 | +835 | 44.2K | +2% | +$42.9K |
| D | 2022-04-04 | 2022-03-31 | CEG | LAWLESS ROBERT J | Dir | A - Grant | $56.25 | +1,258 | 44.8K | +3% | +$70.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock (Deferred Stock Units) | 2022-03-31 | A | A | 835 | $51.32 | 44,187 | D | — | — | (F1) Balance includes approximately 119 shares acquired on March 10, 2022 through automatic dividend reinvestment. |
| 2 | Derivative | Deferred Compensation - Phantom Share Equivalents | 2022-03-31 | A | A | 1,258 | $56.25 | 44,818 | D | — · — to — | 1,258 Common Stock | (F4) The reporting person's prior Form 4 reported these as Phantom Deferred Stock Units, but in order to distinguish them from the phantom deferred stock units described in footnote 2, the title has been adjusted to Deferred Compensation - Phantom Share Equivalents. The aggregate amount reported in Column 9 also includes 12,865 phantom share equivalents acquired in connection with the separation of the Issuer from Exelon Corp. effective February 1, 2022 (the "Spin-Off"), as further described in the Issuer's current report on Form 8-K filed on February 2, 2022, which acquisition was exempt from Section 16 of the Securities Exchange Act of 1934, as amended ("Exchange Act") pursuant to Rule 16a-9 under the Exchange Act. (F3) Phantom share equivalents acquired in the reporting person's CEG stock fund account that is part of a multi-fund, non-qualified deferred compensation plan and will be settled in cash on a 1-for-1 basis upon termination of the reporting person's service. The balance of phantom share equivalents may fluctuate due to periodic changes in the fund composition. Balance also reflects approximately 34 share equivalents accrued on March 10, 2022 through automatic dividend reinvestment. |