Form 4 for GEG Great Elm Group, Inc.

Accepted 2022-05-10 00:00:00 ET · period of report 2022-05-06 · accession 0001140361-22-018541 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2022-05-10	2022-05-06	GEG	Drapkin Matthew A	Dir, 10%	A - Grant	$1.51	+46.2K	276.7K	+20%	+$69.8K

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-05-06	A	A	46,230	$1.51	276,711	D	—	—	(F2) Includes 132,472 Restricted Stock Units ("RSUs") previously reported and that were deferred pursuant to a pre-established deferral election. The shares will be delivered in a single lump sum upon the earlier of (a) three years from the grant date of the RSUs and (b) termination of the Reporting Person's service as a member board of directors of GEG. (F1) The Reporting Person was awarded 46,230 shares of restricted stock. 3,184 shares vested on May 6, 2022 with the balance to vest in equal quarterly installments on the end of each quarter beginning on June 30, 2022 through March 31, 2023. The Reporting Person has elected to defer delivery of the shares, pursuant to a pre-established deferral election. The shares will be delivered in a single lump sum upon the earlier of (a) three years from the grant date of the shares and (b) termination of the Reporting Person's service as a member board of directors of GEG.