Form 4 for GECC Great Elm Capital Corp.
Accepted 2022-05-12 00:00:00 ET · period of report 2022-05-11 · accession 0001140361-22-018938 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-05-12 | 2022-05-11 | GECC | Great Elm Group, Inc. | 10% | J - Other | $12.50 | -100.0K | 814.1K | -11% | -$1.25M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-05-11 | J | D | 100,000 | $12.50 | 814,111 | D | — | — | (F2) On May 11, 2022, Great Elm Group, Inc. ("GEG") transferred 100,000 shares of common stock of Great Elm Capital Corp. ("GECC") as consideration in connection with Great Elm Capital Management, Inc.'s ("GECM"), a wholly-owned subsidiary of GEG, entry into an asset purchase agreement (the "Purchase Agreement") with Imperial Capital Asset Management, LLC pursuant to which GECM acquired the investment management agreement and certain other assets related thereto for Monomoy Properties REIT, LLC, a Maryland real estate investment trust. All share figures herein reflect the 6-for-1 reverse stock split of GECC's outstanding common stock, effective February 28, 2022. (F1) All share figures herein reflect the 6-for-1 reverse stock split of GECC's outstanding common stock, effective February 28, 2022. |