Form 4 for AM Antero Midstream Corp
Accepted 2022-05-20 00:00:00 ET · period of report 2022-05-18 · accession 0001140361-22-020126 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-05-20 | 2022-05-18+ | AM | Keenan W Howard JR | Dir | S - Sale | $10.24 | -825.5K | 517.1K | -61% | -$8.45M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock, par value $0.01 per share | 2022-05-19 | S | D | 178,424 | $10.19 | 338,714 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.09 to $10.30, inclusive. (F5) These securities are owned directly by Yorktown VII ("Yorktown VII"). The reporting person is a member and manager of Yorktown VII Associates, the general partner of Yorktown VII Company, the general partner of Yorktown VII. |
| 2 | Common | Common stock, par value $0.01 per share | 2022-05-19 | S | D | 275,327 | $10.19 | 522,671 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.09 to $10.30, inclusive. (F6) These securities are owned directly by Yorktown VIII ("Yorktown VIII"). The reporting person is a member and manager of Yorktown VIII Associates, the general partner of Yorktown VIII Company, the general partner of Yorktown VIII. |
| 3 | Common | Common stock, par value $0.01 per share | 2022-05-20 | S | D | 26,936 | $10.19 | 311,778 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.23, inclusive. (F5) These securities are owned directly by Yorktown VII ("Yorktown VII"). The reporting person is a member and manager of Yorktown VII Associates, the general partner of Yorktown VII Company, the general partner of Yorktown VII. |
| 4 | Common | Common stock, par value $0.01 per share | 2022-05-20 | S | D | 41,566 | $10.19 | 481,105 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.23, inclusive. (F6) These securities are owned directly by Yorktown VIII ("Yorktown VIII"). The reporting person is a member and manager of Yorktown VIII Associates, the general partner of Yorktown VIII Company, the general partner of Yorktown VIII. |
| 5 | Common | Common stock, par value $0.01 per share | 2022-05-18 | S | D | 184,008 | $10.33 | 797,998 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.67, inclusive. The reporting person undertakes to Antero Midstream Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth footnotes (2), (3) and (4). (F6) These securities are owned directly by Yorktown VIII ("Yorktown VIII"). The reporting person is a member and manager of Yorktown VIII Associates, the general partner of Yorktown VIII Company, the general partner of Yorktown VIII. |
| 6 | Common | Common stock, par value $0.01 per share | 2022-05-18 | S | D | 119,246 | $10.33 | 517,138 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.18 to $10.67, inclusive. The reporting person undertakes to Antero Midstream Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth footnotes (2), (3) and (4). (F5) These securities are owned directly by Yorktown VII ("Yorktown VII"). The reporting person is a member and manager of Yorktown VII Associates, the general partner of Yorktown VII Company, the general partner of Yorktown VII. |