InsiderTrades

Form 4 for NHS Neuberger High Yield Strategies Fund Inc.

Accepted 2022-06-10 00:00:00 ET · period of report 2020-08-04 · accession 0001140361-22-022613 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X Filed Traded Ticker Insider Title Type Price Qty Owned ΔOwn Value
MI 2022-06-10 2020-08-04 NHS MetLife Investment Management, LLC 10% P - Purchase $12.50 +7.60M 1.68M New +$95.00M
MI 2022-06-10 2020-08-04 NHS MetLife Investment Management, LLC 10% J - Other $21,080,917.72 -60.00M 8.81M -87% -$1264884.58B

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#TableSecurityDateCodeA/DSharesPriceOwned afterOwnExercise / expiryUnderlyingFootnotes
1 Common Series C Mandatory Redeemable Preferred Shares 2020-08-04 P A 4,960,000 $12.50 4,960,000 I See Footnotes — — (F4) These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
2 Common Series C Mandatory Redeemable Preferred Shares 2020-08-04 P A 960,000 $12.50 960,000 I See Footnotes — — (F4) These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
3 Common Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 2020-08-04 J D 15,969,333 $15,992,744.26 7,984,667 I See Footnotes — — (F3) This price reflects the aggregate amount received in exchange for the redemption. (F4) These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
4 Common Series B Mandatory Redeemable Preferred Shares 2020-08-04 J D 1,400 $35,092,143.82 0 I See Footnotes — — (F3) This price reflects the aggregate amount received in exchange for the redemption. (F4) These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
5 Common Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 2020-08-04 J D 26,409,334 $26,448,050.45 13,204,666 I See Footnotes — — (F3) This price reflects the aggregate amount received in exchange for the redemption. (F4) These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
6 Common Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 2020-08-04 J D 17,621,333 $17,647,166.12 8,810,667 I See Footnotes — — (F3) This price reflects the aggregate amount received in exchange for the redemption. (F4) These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
7 Common Series C Mandatory Redeemable Preferred Shares 2020-08-04 P A 1,680,000 $12.50 1,680,000 I See Footnotes — — (F4) These Notes, Series B MRPS and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.