Form 4 for NHS Neuberger High Yield Strategies Fund Inc.
Accepted 2022-06-10 00:00:00 ET · period of report 2020-12-14 · accession 0001140361-22-022619 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-06-10 | 2020-12-14 | NHS | MetLife Investment Management, LLC | 10% | J - Other | $4,409,543.51 | -12.02M | 5.73M | -68% | -$53002.71B |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series C Mandatory Redeemable Preferred Shares | 2020-12-14 | J | D | 992,000 | $12,431,997.43 | 3,968,000 | I See Footnotes | — | — | (F3) This price reflects the aggregate amount received in exchange for the redemption. (F4) These Notes and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 2 | Common | Series C Mandatory Redeemable Preferred Shares | 2020-12-14 | J | D | 336,000 | $4,210,837.84 | 1,344,000 | I See Footnotes | — | — | (F3) This price reflects the aggregate amount received in exchange for the redemption. (F4) These Notes and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 3 | Common | Series C Mandatory Redeemable Preferred Shares | 2020-12-14 | J | D | 192,000 | $2,406,193.05 | 768,000 | I See Footnotes | — | — | (F3) This price reflects the aggregate amount received in exchange for the redemption. (F4) These Notes and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 4 | Common | Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | 2020-12-14 | J | D | 4,621,634 | $4,635,310.19 | 8,583,032 | I See Footnotes | — | — | (F3) This price reflects the aggregate amount received in exchange for the redemption. (F4) These Notes and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 5 | Common | Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | 2020-12-14 | J | D | 2,794,633 | $2,802,902.78 | 5,190,034 | I See Footnotes | — | — | (F3) This price reflects the aggregate amount received in exchange for the redemption. (F4) These Notes and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |
| 6 | Common | Floating Rate Senior Note, Series A Note, Due Sep. 18, 2023 | 2020-12-14 | J | D | 3,083,733 | $3,092,858.28 | 5,726,934 | I See Footnotes | — | — | (F3) This price reflects the aggregate amount received in exchange for the redemption. (F4) These Notes and Series C MRPS are held directly by clients for whom the Reporting Person serves as investment manager. (F5) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. |