Form 4 for GEG Great Elm Group, Inc.

Accepted 2022-06-13 00:00:00 ET · period of report 2022-06-09 · accession 0001140361-22-022800 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2022-06-13	2022-06-10+	GEG	Matter David	Dir	P - Purchase	$2.39	+31.1K	91.6K	+51%	+$74.5K
M	2022-06-13	2022-06-09	GEG	Matter David	Dir	A - Grant	$0.00	+34.1K	50.0K	+215%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-06-13	P	A	6,622	$2.37	98,217	D	—	—
2	Common	Common Stock	2022-06-09	A	A	17,074	$0.00	67,096	D	—	—	(F2) The Reporting Person was awarded 17,074 shares of restricted stock in lieu of cash for retainer fees for service on the Registrant's board of directors, 2,820 of which vest on June 30, 2022, and the remaining of which vest in equal quarterly installments on the end of each quarter beginning on September 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of GEG.
3	Common	Common Stock	2022-06-09	A	A	17,074	$0.00	50,022	D	—	—	(F1) The Reporting Person was awarded 17,074 shares of restricted stock, 442 of which vested on May 31, 2022, and the remaining of which vest in equal monthly installments on the end of each month beginning on June 30, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG").
4	Common	Common Stock	2022-06-10	P	A	24,499	$2.40	91,595	D	—	—