Form 4 for GECC Great Elm Capital Corp.
Accepted 2022-06-17 00:00:00 ET · period of report 2022-06-15 · accession 0001140361-22-023494 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2022-06-17 | 2022-06-15 | GECC | Kuperschmid Mark | Dir | M - OptEx | $12.50 | +5,986 | 12.0K | +100% | +$74.8K |
| DI | 2022-06-17 | 2022-06-15 | GECC | Kuperschmid Mark | Dir | M - OptEx | $0.00 | -5,986 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-15 | M | A | 5,986 | $12.50 | 11,972 | I By Benmark Investments LLC | — | — | (F1) On June 15, 2022, the Reporting Person exercised in full his primary subscription rights (each 1 subscription right entitling him to purchase 1 share of Common Stock), which were issued to holders of Common Stock on the May 23, 2022 record date for the rights offering. (F2) The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |
| 2 | Derivative | Subscription Rights | 2022-06-15 | M | D | 5,986 | $0.00 | 0 | I By Benmark Investments LLC | $12.50 · 2022-05-26 to 2022-06-10 | 5,986 Common Stock |