Form 4 for GRPN Groupon, Inc.
Accepted 2022-08-17 00:00:00 ET · period of report 2022-06-09 · accession 0001140361-22-030183 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMI | 2022-08-17 | 2022-06-17+ | GRPN | Maple Rock Capital Partners Inc. | 10% | P - Purchase | $14.45 | +266.0K | 2.68M | +11% | +$3.85M |
| DMI | 2022-08-17 | 2022-06-09+ | GRPN | Maple Rock Capital Partners Inc. | 10% | P - Purchase | $1.49 | +7,300 | 15.0K | +95% | +$10.9K |
| DI | 2022-08-17 | 2022-07-15 | GRPN | Maple Rock Capital Partners Inc. | 10% | S - Sale | $0.13 | -15.0K | 0 | -100% | -$1,950 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-06-21 | P | A | 171,851 | $15.41 | 2,626,700 | I See footnote | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $15.13 to $15.835, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3). (F1) These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager. |
| 2 | Common | Common Stock | 2022-06-17 | P | A | 44,149 | $14.82 | 2,454,849 | I See footnote | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $14.70 to $14.96, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2). (F1) These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager. |
| 3 | Common | Common Stock | 2022-07-01 | P | A | 50,000 | $10.85 | 2,676,700 | I See footnote | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares of Common Stock were purchased in multiple transactions at prices ranging from $10.575 to $10.995, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4). (F1) These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager. |
| 4 | Derivative | Stock Option (Right to Buy) | 2022-06-09 | P | A | 6,000 | $1.52 | 13,700 | I See footnote | $25.00 · — to 2022-12-16 | 600,000 Common Stock | (F6) The price reported in Column 8 is a weighted average price. These stock options were purchased in multiple transactions at prices ranging from $1.35 to $1.60, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of options purchased at each separate price within the ranges set forth in this footnote (6). (F1) These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager. (F5) These stock options were immediately exercisable. |
| 5 | Derivative | Stock Option (Right to Buy) | 2022-06-24 | P | A | 1,300 | $1.34 | 15,000 | I See footnote | $25.00 · — to 2022-12-16 | 130,000 Common Stock | (F7) The price reported in Column 8 is a weighted average price. These stock options were purchased in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of options purchased at each separate price within the ranges set forth in this footnote (7). (F1) These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager. (F5) These stock options were immediately exercisable. |
| 6 | Derivative | Stock Option (Right to Buy) | 2022-07-15 | S | D | 15,000 | $0.13 | 0 | I See footnote | $25.00 · — to 2022-12-16 | 1,500,000 Common Stock | (F8) The price reported in Column 8 is a weighted average price. These stock options were sold in multiple transactions at prices ranging from $0.12 to $0.21, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of options sold at each separate price within the ranges set forth in this footnote (8). (F1) These shares of Common Stock and stock options are held directly by Maple Rock Master Fund LP (the "Fund"). Maple Rock Capital Partners Inc. (the "Manager") serves as investment adviser to the Fund, and Xavier Majic is the Chief Investment Officer of the Manager. (F5) These stock options were immediately exercisable. |