Form 4 for HNRG HALLADOR ENERGY CO
Accepted 2022-09-12 00:00:00 ET · period of report 2022-08-18 · accession 0001140361-22-033104 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2022-09-12 | 2022-08-18+ | HNRG | LAWRENCE BRYAN H | Dir | S - Sale | $6.92 | -704.9K | 226.0K | -76% | -$4.88M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.01 per share | 2022-08-26 | S | D | 75,212 | $7.31 | 150,788 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F8) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.06 to $7.51, inclusive. (F15) These securities are owned directly by Yorktown Energy Partners VII, L.P. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown Energy Partners VII, L.P. |
| 2 | Common | Common Stock, par value $0.01 per share | 2022-09-08 | S | D | 24,875 | $6.31 | 318,596 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.12 to $6.43, inclusive. (F14) These securities are owned directly by Yorktown VI Company LP. The reporting person is a member and a manager of Yorktown VI Associates LLC, the general partner of Yorktown VI Company LP. These shares were previously owned by Yorktown Energy Partners VI, L.P., and distributed to Yorktown VI Company LP pursuant to the Limited Partnership Agreement of Yorktown VI Company LP. |
| 3 | Common | Common Stock, par value $0.01 per share | 2022-08-18 | S | D | 261,433 | $7.10 | 343,471 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F2) The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.82 to $7.21, inclusive. The reporting person undertakes to Hallador Energy Company (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2), (3), (4), (5), (6), (7), (8), (9), (10), (11), (12) and (13). (F14) These securities are owned directly by Yorktown VI Company LP. The reporting person is a member and a manager of Yorktown VI Associates LLC, the general partner of Yorktown VI Company LP. These shares were previously owned by Yorktown Energy Partners VI, L.P., and distributed to Yorktown VI Company LP pursuant to the Limited Partnership Agreement of Yorktown VI Company LP. |
| 4 | Common | Common Stock, par value $0.01 per share | 2022-09-12 | S | D | 34,029 | $5.95 | 261,049 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.80 to $6.25, inclusive. (F14) These securities are owned directly by Yorktown VI Company LP. The reporting person is a member and a manager of Yorktown VI Associates LLC, the general partner of Yorktown VI Company LP. These shares were previously owned by Yorktown Energy Partners VI, L.P., and distributed to Yorktown VI Company LP pursuant to the Limited Partnership Agreement of Yorktown VI Company LP. |
| 5 | Common | Common Stock, par value $0.01 per share | 2022-09-09 | S | D | 23,518 | $6.28 | 295,078 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.15 to $6.37, inclusive. (F14) These securities are owned directly by Yorktown VI Company LP. The reporting person is a member and a manager of Yorktown VI Associates LLC, the general partner of Yorktown VI Company LP. These shares were previously owned by Yorktown Energy Partners VI, L.P., and distributed to Yorktown VI Company LP pursuant to the Limited Partnership Agreement of Yorktown VI Company LP. |
| 6 | Common | Common Stock, par value $0.01 per share | 2022-08-29 | S | D | 18,738 | $7.27 | 132,050 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F9) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.10 to $7.43, inclusive. (F15) These securities are owned directly by Yorktown Energy Partners VII, L.P. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown Energy Partners VII, L.P. |
| 7 | Common | Common Stock, par value $0.01 per share | 2022-08-30 | S | D | 46,047 | $6.56 | 86,003 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F10) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.30 to $7.01, inclusive. (F15) These securities are owned directly by Yorktown Energy Partners VII, L.P. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown Energy Partners VII, L.P. |
| 8 | Common | Common Stock, par value $0.01 per share | 2022-08-31 | S | D | 30,711 | $6.54 | 55,292 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F11) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.46 to $6.60, inclusive. (F15) These securities are owned directly by Yorktown Energy Partners VII, L.P. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown Energy Partners VII, L.P. |
| 9 | Common | Common Stock, par value $0.01 per share | 2022-09-01 | S | D | 30,741 | $6.26 | 24,551 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F12) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.11 to $6.40, inclusive. (F15) These securities are owned directly by Yorktown Energy Partners VII, L.P. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown Energy Partners VII, L.P. |
| 10 | Common | Common Stock, par value $0.01 per share | 2022-09-02 | S | D | 24,551 | $6.34 | 0 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F13) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.23 to $6.45, inclusive. (F15) These securities are owned directly by Yorktown Energy Partners VII, L.P. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown Energy Partners VII, L.P. |
| 11 | Common | Common Stock, par value $0.01 per share | 2022-08-24 | S | D | 75,414 | $7.19 | 285,680 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F6) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.02 to $7.25, inclusive. (F15) These securities are owned directly by Yorktown Energy Partners VII, L.P. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown Energy Partners VII, L.P. |
| 12 | Common | Common Stock, par value $0.01 per share | 2022-08-25 | S | D | 59,680 | $7.30 | 226,000 | I See footnote | — | — | (F1) The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for Section 16 or any other purpose. (F7) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.13 to $7.38, inclusive. (F15) These securities are owned directly by Yorktown Energy Partners VII, L.P. The reporting person is a member and a manager of Yorktown VII Associates LLC, the general partner of Yorktown VII Company LP, the general partner of Yorktown Energy Partners VII, L.P. |