Form 4 for GEG Great Elm Group, Inc.
Accepted 2022-09-20 00:00:00 ET · period of report 2022-09-20 · accession 0001140361-22-034142 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-09-20 | 2022-09-20 | GEG | Kleinman Adam M | Pres | A - Grant | $0.00 | +149.2K | 387.8K | +63% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-20 | A | A | 100,000 | $0.00 | 487,792 | D | — | — | (F2) Mr. Kleinman was awarded 100,000 shares of restricted stock, which vest on September 20, 2024, contingent on continued employment by Great Elm Group, Inc. |
| 2 | Common | Common Stock | 2022-09-20 | A | A | 49,230 | $0.00 | 387,792 | D | — | — | (F1) Mr. Kleinman was awarded 49,230 shares of restricted stock, one-quarter of which vested on the grant date, September 20, 2022, and the remainder of which vest in equal annual installments on each anniversary of the grant date until September 20, 2025, contingent on continued employment by Great Elm Group, Inc. |