Form 4 for PENN PENN Entertainment, Inc.
Accepted 2022-09-26 00:00:00 ET · period of report 2022-09-22 · accession 0001140361-22-034673 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-26 | 2022-09-22 | PENN | Rogers Christopher Byron | EVP, Chief Strategy Off | D - Sale to Iss | $29.14 | -4,994 | 25.8K | -16% | -$145.5K |
| D | 2022-09-26 | 2022-09-22 | PENN | Rogers Christopher Byron | EVP, Chief Strategy Off | M - OptEx | $0.00 | +4,994 | 30.8K | +19% | $0 |
| D | 2022-09-26 | 2022-09-22 | PENN | Rogers Christopher Byron | EVP, Chief Strategy Off | M - OptEx | — | -4,994 | 5,707 | -47% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-22 | D | D | 4,994 | $29.14 | 25,771 | D | — | — | |
| 2 | Common | Common Stock | 2022-09-22 | M | A | 4,994 | $0.00 | 30,765 | D | — | — | (F1) Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. The phantom stock units vest in three installments as follows: 3,568 phantom stock units vested on September 22, 2021, 4,994 phantom stock units vested on September 22, 2022 and 5,707 phantom stock units vest on September 22, 2023. |
| 3 | Derivative | Phantom Stock Units | 2022-09-22 | M | D | 4,994 | — | 5,707 | D | — · — to — | 4,994 Common Stock | (F1) Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. The phantom stock units vest in three installments as follows: 3,568 phantom stock units vested on September 22, 2021, 4,994 phantom stock units vested on September 22, 2022 and 5,707 phantom stock units vest on September 22, 2023. |