Form 4 for PENN PENN Entertainment, Inc.
Accepted 2022-09-26 00:00:00 ET · period of report 2022-09-22 · accession 0001140361-22-034674 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-09-26 | 2022-09-22 | PENN | George Todd | EVP, Ops | M - OptEx | $0.00 | +9,989 | 50.7K | +25% | $0 |
| D | 2022-09-26 | 2022-09-22 | PENN | George Todd | EVP, Ops | D - Sale to Iss | $29.14 | -9,989 | 40.7K | -20% | -$291.1K |
| D | 2022-09-26 | 2022-09-22 | PENN | George Todd | EVP, Ops | M - OptEx | — | +9,989 | 11.4K | +700% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-09-22 | M | A | 9,989 | $0.00 | 50,701 | D | — | — | (F1) Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. The phantom stock units vest in three installments as follows: 7,135 phantom stock units vested on September 22, 2021, 9,989 phantom stock units vested on September 22, 2022, and 11,415 phantom stock units vest on September 22, 2023. |
| 2 | Common | Common Stock | 2022-09-22 | D | D | 9,989 | $29.14 | 40,712 | D | — | — | |
| 3 | Derivative | Phantom Stock Units | 2022-09-22 | M | A | 9,989 | — | 11,415 | D | — · — to — | 9,989 Common Stock | (F1) Each phantom stock unit is the economic equivalent of one share of the registrant's common stock. The phantom stock units vest in three installments as follows: 7,135 phantom stock units vested on September 22, 2021, 9,989 phantom stock units vested on September 22, 2022, and 11,415 phantom stock units vest on September 22, 2023. |