Form 4 for PFX PhenixFIN Corp
Accepted 2022-09-28 00:00:00 ET · period of report 2022-09-22 · accession 0001140361-22-035053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-09-28 | 2022-09-22 | PFX | McMillan Ellida | CFO | P - Purchase | $35.75 | +61 | 761 | +9% | +$2,181 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, $0.001 par value | 2022-09-22 | P | A | 61 | $35.75 | 761 | D | — | — | (F1) (1) The price reported in Column 4 is a weighted average price. These shares were purchased in two transactions at the price of $35.75. The reporting person undertakes to provide to PhenixFIN Corporation, any security holder of PhenixFIN Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction. |