Form 4 for KKR KKR & Co.
Accepted 2022-10-04 00:00:00 ET · period of report 2022-10-01 · accession 0001140361-22-036170 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-04 | 2022-10-01 | KKR | NUTTALL SCOTT C | Co-CEO, Dir | F - Tax | $43.00 | -245.4K | 18.00M | -1% | -$10.55M |
| D | 2022-10-04 | 2022-10-01 | KKR | NUTTALL SCOTT C | Co-CEO, Dir | M - OptEx | — | +450.0K | 18.24M | +3% | — |
| D | 2022-10-04 | 2022-10-01 | KKR | NUTTALL SCOTT C | Co-CEO, Dir | M - OptEx | $0.00 | -450.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-01 | F | D | 245,361 | $43.00 | 17,996,158 | D | — | — | |
| 2 | Common | Common Stock | 2022-10-01 | M | A | 450,000 | — | 18,241,519 | D | — | — | (F1) Reflects 450,000 restricted stock units of KKR & Co. Inc. that vested, and the Reporting Person became entitled to shares of common stock of KKR & Co. Inc. on a one-for-one basis. (F2) Reflects a transfer by the Reporting Person of 1,000,000 shares into a trust for estate planning purposes. |
| 3 | Derivative | Restricted Stock Units | 2022-10-01 | M | D | 450,000 | $0.00 | 0 | D | — · — to — | 450,000 Common Stock | (F1) Reflects 450,000 restricted stock units of KKR & Co. Inc. that vested, and the Reporting Person became entitled to shares of common stock of KKR & Co. Inc. on a one-for-one basis. |