Form 4 for CHPT ChargePoint Holdings, Inc.
Accepted 2022-11-04 00:00:00 ET · period of report 2022-11-02 · accession 0001140361-22-040014 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-04 | 2022-11-02 | CHPT | Loewenthal William J | Chief Product Off | M - OptEx | $0.76 | +3,115 | 439.1K | +0.7% | +$2,367 |
| D | 2022-11-04 | 2022-11-02 | CHPT | Loewenthal William J | Chief Product Off | S - Sale+OE | $14.03 | -3,115 | 435.9K | -0.7% | -$43.7K |
| D | 2022-11-04 | 2022-11-02 | CHPT | Loewenthal William J | Chief Product Off | M - OptEx | $0.00 | -3,115 | 133.9K | -2% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-02 | M | A | 3,115 | $0.76 | 439,058 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-02 | S | D | 3,115 | $14.03 | 435,943 | D | — | — | (F2) The transaction was executed in multiple trades in prices ranging from $14.03 to $14.04, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| 3 | Derivative | Stock Option (right to buy) | 2022-11-02 | M | D | 3,115 | $0.00 | 133,914 | D | $0.76 · — to 2030-03-17 | 3,115 Common Stock | (F3) The Stock Option was received in exchange for an option to purchase shares of common stock of ChargePoint, Inc. in connection with the merger pursuant to the terms of that certain Business Combination Agreement and Plan of Reorganization, dated as of September 23, 2020. The Stock Option vested in 48 equal monthly installments from February 1, 2020, subject to the Reporting Person's continuous service through each vesting date. |