Form 4 for GROV Grove Collaborative Holdings, Inc.
Accepted 2022-11-16 00:00:00 ET · period of report 2022-11-09 · accession 0001140361-22-041964 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-16 | 2022-11-14+ | GROV | Landesberg Stuart | Pres, CEO, Dir, 10% | S - Sale+OE | $1.26 | -5,850 | 267.8K | -2% | -$7,347 |
| DMI | 2022-11-16 | 2022-11-14+ | GROV | Landesberg Stuart | Pres, CEO, Dir, 10% | S - Sale+OE | $1.26 | -5,850 | 620.2K | -0.9% | -$7,347 |
| D | 2022-11-16 | 2022-11-09 | GROV | Landesberg Stuart | Pres, CEO, Dir, 10% | M - OptEx | — | +271.1K | 273.7K | +10,425% | — |
| DI | 2022-11-16 | 2022-11-09 | GROV | Landesberg Stuart | Pres, CEO, Dir, 10% | M - OptEx | — | +623.5K | 623.6K | +623,544% | — |
| D | 2022-11-16 | 2022-11-09 | GROV | Landesberg Stuart | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -271.1K | 786.6K | -26% | $0 |
| DI | 2022-11-16 | 2022-11-09 | GROV | Landesberg Stuart | Pres, CEO, Dir, 10% | M - OptEx | $0.00 | -623.5K | 58.8K | -91% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-14 | S | D | 3,450 | $1.26 | 270,208 | D See footnote | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4. (F2) These securities are directly held by The Landesberg Living Trust, for which the Reporting Person and his spouse serve as co-trustees. |
| 2 | Common | Class A Common Stock | 2022-11-15 | S | D | 2,400 | $1.25 | 267,808 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.255, inclusive. |
| 3 | Common | Class A Common Stock | 2022-11-15 | S | D | 2,400 | $1.25 | 617,794 | I | — | — | (F5) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.255, inclusive. |
| 4 | Common | Class A Common Stock | 2022-11-09 | M | A | 271,058 | — | 273,658 | D See footnote | — | — | (F1) Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. (F2) These securities are directly held by The Landesberg Living Trust, for which the Reporting Person and his spouse serve as co-trustees. |
| 5 | Common | Class A Common Stock | 2022-11-14 | S | D | 3,450 | $1.26 | 620,194 | I | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.27, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (5) to this Form 4. |
| 6 | Common | Class A Common Stock | 2022-11-09 | M | A | 623,544 | — | 623,644 | I See footnote | — | — | (F1) Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. (F2) These securities are directly held by The Landesberg Living Trust, for which the Reporting Person and his spouse serve as co-trustees. |
| 7 | Derivative | Class B Common Stock | 2022-11-09 | M | D | 271,058 | $0.00 | 786,582 | D See footnote | — · — to — | 271,058 Class A Common Stock | (F6) This amount consists entirely of 786,582 Earnout Shares. (F2) These securities are directly held by The Landesberg Living Trust, for which the Reporting Person and his spouse serve as co-trustees. (F1) Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. |
| 8 | Derivative | Class B Common Stock | 2022-11-09 | M | D | 623,544 | $0.00 | 58,778 | I | — · — to — | 623,544 Class A Common Stock | (F7) This amount consists entirely of 58,778 Earnout Shares. (F1) Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at any time, and will be automatically converted into an equal number of Class A Common Stock upon any transfer. |