Form 4 for GROV Grove Collaborative Holdings, Inc.
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-15 · accession 0001140361-22-042145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-17 | 2022-11-15 | GROV | REPLOGLE JOHN B | Dir | M - OptEx | — | +133.1K | 359.3K | +59% | — |
| DM | 2022-11-17 | 2022-11-15 | GROV | REPLOGLE JOHN B | Dir | M - OptEx | $0.00 | -133.1K | 185.6K | -42% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-11-15 | M | A | 133,071 | — | 359,274 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. |
| 2 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 117,612 | $0.00 | 274,413 | D | — · — to — | 117,612 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. (F2) These RSUs vest approximately as follows: with respect to 392,025 RSUs, 30% vested and settled on November 15, 2022, and then 7.5% vest for each subsequent quarter of continuous service for the following year and then 5% vest for each subsequent quarter of continuous service for the following two years. The RSUs have no expiration date. |
| 3 | Derivative | Restricted Stock Units | 2022-11-15 | M | D | 15,459 | $0.00 | 185,580 | D | — · — to — | 15,459 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock. (F3) These RSUs vest approximately as follows: with respect to 201,039 RSUs, 15,459 vested and settled on November 15, 2022, and the rest will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on November 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. The RSUs have no expiration date. |