Form 4 for APO Apollo Global Management
Accepted 2022-12-20 00:00:00 ET · period of report 2022-09-02 · accession 0001140361-22-046380 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2022-12-20 | 2022-09-07+ | APO | Belardi James Richard | CEO of Athene Holding Ltd, Dir | G - Gift | $0.00 | -59.0K | 650.0K | -8% | $0 |
| MI | 2022-12-20 | 2022-09-02 | APO | Belardi James Richard | CEO of Athene Holding Ltd, Dir | G - Gift | $0.00 | 0 | 1.10M | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-01 | G | D | 23,181 | $0.00 | 515,732 | D | — | — | (F3) Reported amounts have been adjusted to reflect the transfer of 111,079 RSUs, previously reported as directly owned by the reporting person, to the James and Leslie Belardi Family Trust, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Exchange Act. |
| 2 | Common | Common Stock | 2022-09-07 | G | D | 35,798 | $0.00 | 649,992 | D | — | — | (F2) Reported amount includes 111,079 restricted stock units ("RSUs"). RSUs represent the contingent right to receive shares of Apollo Global Management, Inc. pursuant to an equity plan administered by Apollo Global Management, Inc. (F1) Upon termination of the Belardi 2019 GRAT, 1,104,966 shares were distributed to the remainder beneficiary, Belardi 2019 GST Non-Exempt Descendants Trust u/a dated August 8, 2019, Preston Johnson, Trustee. The remaining 493,586 shares were previously transferred by the Belardi 2019 GRAT to the reporting person, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and continue to be reported in this Form 4 as directly owned. |
| 3 | Common | Common Stock | 2022-09-02 | G | D | 1,104,966 | $0.00 | 0 | I By Belardi 2019 GRAT | — | — | (F1) Upon termination of the Belardi 2019 GRAT, 1,104,966 shares were distributed to the remainder beneficiary, Belardi 2019 GST Non-Exempt Descendants Trust u/a dated August 8, 2019, Preston Johnson, Trustee. The remaining 493,586 shares were previously transferred by the Belardi 2019 GRAT to the reporting person, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and continue to be reported in this Form 4 as directly owned. |
| 4 | Common | Common Stock | 2022-09-02 | G | A | 1,104,966 | $0.00 | 1,104,966 | I By Belardi 2019 GST Non-Exempt Descendants Trust | — | — | (F1) Upon termination of the Belardi 2019 GRAT, 1,104,966 shares were distributed to the remainder beneficiary, Belardi 2019 GST Non-Exempt Descendants Trust u/a dated August 8, 2019, Preston Johnson, Trustee. The remaining 493,586 shares were previously transferred by the Belardi 2019 GRAT to the reporting person, which transfer was exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and continue to be reported in this Form 4 as directly owned. (F6) The reporting person does not serve as trustee of either the Belardi Family Irrevocable Trust or the Belardi 2019 GST Non-Exempt Descendants Trust, and disclaims beneficial ownership of the shares reported as indirectly owned through such trusts, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 of the Exchange Act, or for any other purpose. |