Form 4 for PENN PENN Entertainment, Inc.
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001140361-23-000700 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-04 | PENN | Reibstein Saul | Dir | A - Grant | $0.00 | +2,392 | 37.1K | +7% | $0 |
| D | 2023-01-05 | 2023-01-03 | PENN | Reibstein Saul | Dir | D - Sale to Iss | $29.27 | -3,188 | 34.7K | -8% | -$93.3K |
| D | 2023-01-05 | 2023-01-03 | PENN | Reibstein Saul | Dir | M - OptEx | — | +3,188 | 37.9K | +9% | — |
| D | 2023-01-05 | 2023-01-03 | PENN | Reibstein Saul | Dir | M - OptEx | — | -3,188 | 0 | -100% | — |
| D | 2023-01-05 | 2023-01-04 | PENN | Reibstein Saul | Dir | A - Grant | — | +8,541 | 8,541 | New | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-04 | A | A | 2,392 | $0.00 | 37,055 | D | — | — | (F2) The securities reported are shares of restricted stock that vest on January 4, 2024. The reporting person elected to receive payment of fees for 2023 Board service in shares of restricted stock. |
| 2 | Common | Common Stock | 2023-01-03 | D | D | 3,188 | $29.27 | 34,663 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-03 | M | A | 3,188 | — | 37,851 | D | — | — | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 4 | Derivative | Phantom Stock Units | 2023-01-03 | M | D | 3,188 | — | 0 | D | — · 2023-01-03 to 2023-01-03 | 3,188 Common Stock | (F1) The reporting person receives a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. |
| 5 | Derivative | Phantom Stock Units | 2023-01-04 | A | A | 8,541 | — | 8,541 | D | — · 2024-01-04 to 2024-01-04 | 8,541 Common Stock | (F4) The reporting person will receive a cash payment for each phantom stock unit equal to the fair market value on the vesting date of one share of the Company's common stock. The reporting person elected to receive the 2023 annual equity award for directors in phantom stock units. |