Form 4 for GEG Great Elm Group, Inc.
Accepted 2023-01-09 00:00:00 ET · period of report 2023-01-05 · accession 0001140361-23-001108 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-01-09 | 2023-01-05 | GEG | Drapkin Matthew A | Dir, 10% | A - Grant | $0.00 | +126.7K | 306.1K | +71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-05 | A | A | 97,285 | $0.00 | 403,408 | D | — | — | (F7) The Reporting Person was awarded 97,285 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2023 through December 31, 2023, contingent upon continued service as a member of the board of directors of GEG. |
| 2 | Common | Common Stock | 2023-01-05 | A | A | 29,412 | $0.00 | 306,123 | D | — | — | (F6) The Reporting Person was awarded 29,412 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2023 through December 31, 2023, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). |