Form 4 for GECC Great Elm Capital Corp.
Accepted 2023-01-24 00:00:00 ET · period of report 2022-08-30 · accession 0001140361-23-002604 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-01-24 | 2022-08-30+ | GECC | Great Elm Group, Inc. | 10% | J - Other | $10.35 | -271.9K | 1.79M | -13% | -$2.81M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-07 | J | D | 200,000 | $10.00 | 1,571,653 | D | — | — | |
| 2 | Common | Common Stock | 2022-09-26 | J | D | 10,116 | $8.66 | 1,771,653 | D | — | — | |
| 3 | Common | Common Stock | 2022-09-20 | J | D | 9,947 | $10.18 | 1,781,769 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-22 | J | D | 1,866 | $8.31 | 1,569,787 | D | — | — | |
| 5 | Common | Common Stock | 2022-08-30 | J | D | 50,000 | $12.19 | 1,791,716 | D | — | — |