Form 4 for IR Ingersoll Rand
Accepted 2023-02-27 00:00:00 ET · period of report 2023-02-23 · accession 0001140361-23-008981 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-27 | 2023-02-23 | IR | Reynal Vicente | See Remarks, Dir | M - OptEx | — | +9,187 | 198.5K | +5% | — |
| D | 2023-02-27 | 2023-02-23 | IR | Reynal Vicente | See Remarks, Dir | F - Tax | $57.89 | -4,052 | 194.5K | -2% | -$234.6K |
| DM | 2023-02-27 | 2023-02-23 | IR | Reynal Vicente | See Remarks, Dir | S - Sale+OE | $57.34 | -75.0K | 119.5K | -39% | -$4.30M |
| D | 2023-02-27 | 2023-02-23 | IR | Reynal Vicente | See Remarks, Dir | M - OptEx | $0.00 | -9,187 | 18.4K | -33% | $0 |
| DM | 2023-02-27 | 2023-02-23 | IR | Reynal Vicente | See Remarks, Dir | A - Grant | $0.00 | +200.6K | 100.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-23 | M | A | 9,187 | — | 198,532 | D | — | — | (F1) Represents restricted stock units originally granted on February 23, 2021, which vest in four equal annual installments beginning on February 23, 2022, and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. |
| 2 | Common | Common Stock | 2023-02-23 | F | D | 4,052 | $57.89 | 194,480 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-23 | S | D | 50,000 | $57.01 | 144,480 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.09, inclusive. The Reporting Person undertakes to provide to Ingersoll Rand Inc., any security holder of Ingersoll Rand Inc., or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 4 | Common | Common Stock | 2023-02-23 | S | D | 25,000 | $58.00 | 119,480 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2023-02-23 | M | D | 9,187 | $0.00 | 18,374 | D | — · — to — | 9,187 Common Stock | (F1) Represents restricted stock units originally granted on February 23, 2021, which vest in four equal annual installments beginning on February 23, 2022, and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. |
| 6 | Derivative | Stock Options (Right to Buy) | 2023-02-23 | A | A | 70,337 | $0.00 | 70,337 | D | $57.89 · — to 2033-02-23 | 70,337 Common Stock | (F5) These stock options vest in four equal annual installments beginning on February 23, 2024. |
| 7 | Derivative | Restricted Stock Units | 2023-02-23 | A | A | 30,229 | $0.00 | 30,229 | D | — · — to — | 30,229 Common Stock | (F4) These restricted stock units vest in four equal annual installments beginning February 23, 2024 and upon vesting, will each be settled by delivery of one share of common stock, an equivalent amount of cash, or a combination thereof. |
| 8 | Derivative | Stock Options (Right to Buy) | 2023-02-23 | A | A | 100,000 | $0.00 | 100,000 | D | $57.89 · — to 2033-02-23 | 100,000 Common Stock | (F6) Reflects a performance-conditioned stock option grant, the performance of which was certified, and upon certification of the award, the Reporting Person was granted options to purchase 100,000 shares of common stock. The stock options vest on February 23, 2028, subject to the Reporting Person's continued employment through such date and acceleration of vesting in certain termination scenarios. |