Form 4 for AMC AMC ENTERTAINMENT HOLDINGS, INC.

Accepted 2023-03-06 00:00:00 ET · period of report 2023-03-03 · accession 0001140361-23-010353 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DI	2023-03-06	2023-03-03	AMC	Antara Capital LP	10%	P - Purchase	$6.48	+380.9K	0	New	+$2.47M
DMI	2023-03-06	2023-03-03	AMC	Antara Capital LP	10%	P - Purchase	$6.53	+4.00M	340.6K	New	+$26.12M
DI	2023-03-06	2023-03-03	AMC	Antara Capital LP	10%	S - Sale	$0.52	-30.0K	0	-100%	-$15.6K

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Class A Common Stock	2023-03-03	P	A	380,900	$6.48	0	I See Footnotes	—	—	(F5) Before the Reporting Persons became subject to Section 16, Antara Master Fund effected a short sale of 380,900 shares of Class A Common Stock and borrowed shares from an unaffiliated broker for delivery against the sale. On March 3, 2023, Antara Master Fund delivered 380,900 shares of Class A Common Stock to the lender in repayment of the stock loan. (F2) Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. (F4) This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (F1) This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). (F3) The securities are held directly by Antara Master Fund.
2	Derivative	Total Return Swap	2023-03-03	P	A	3,980,581	$6.53	0	I See Footnotes	— · 2022-12-28 to 2023-12-28	3,980,581 Class A Common Stock	(F6) Antara Master Fund closed a portion of its total return swap with a counterparty via acquiring "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the counterparty would pay the per share purchase price of $3.84 to the reporting person, and the reporting person would pay to the counterparty an amount equal to the then per share market price, for each of the applicable number of shares. (F2) Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. (F4) This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (F1) This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). (F3) The securities are held directly by Antara Master Fund.
3	Derivative	Total Return Swap	2023-03-03	P	A	19,419	$6.53	340,581	I See Footnotes	— · 2022-12-30 to 2023-12-30	19,419 Class A Common Stock	(F7) Antara Master Fund closed a portion of its total return swap with a counterparty via acquiring "notional" shares of Class A Common Stock. The swap agreement provided that, upon settlement of the swap, the counterparty would pay the per share purchase price of $3.944 to the reporting person, and the reporting person would pay to the counterparty an amount equal to the then per share market price, for each of the applicable number of shares. (F2) Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. (F4) This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (F1) This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). (F3) The securities are held directly by Antara Master Fund.
4	Derivative	Call Option (right to buy)	2023-03-03	S	D	30,000	$0.52	0	I See Footnotes	$8.00 · 2022-12-30 to 2023-04-20	30,000 Class A Common Stock	(F2) Antara Capital serves as the investment manager of Antara Master Fund. Antara Fund GP is the general partner of Antara Master Fund and Antara GP is the general partner of Antara Capital. Himanshu Gulati is the sole member of Antara Fund GP and Antara GP. Each of Antara Capital, Antara GP, Antara Fund GP and Himanshu Gulati may be deemed to indirectly beneficially own the securities held directly by the Antara Master Fund and each disclaims beneficial ownership of all such securities except to the extent of any indirect pecuniary interest therein. (F4) This report shall not be deemed an admission that the Reporting Persons, or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (F1) This Form 4 is being filed on behalf of (i) Antara Capital Master Fund LP, a Cayman Islands exempted limited partnership ("Antara Master Fund"), (ii) Antara Capital LP, a Delaware limited partnership ("Antara Capital"), (iii) Antara Capital GP LLC, a Delaware limited liability company ("Antara GP"), (iv) Antara Capital Fund GP LLC, a Delaware limited liability company ("Antara Fund GP") and (v) Himanshu Gulati (collectively, the "Reporting Persons"). (F3) The securities are held directly by Antara Master Fund.