Form 4 for FINW Finwise Bancorp
Accepted 2023-03-10 00:00:00 ET · period of report 2023-03-08 · accession 0001140361-23-011239 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-10 | 2023-03-08 | FINW | Noone James | See Remarks | M - OptEx | $2.37 | +12.0K | 236.1K | +5% | +$28.4K |
| D | 2023-03-10 | 2023-03-08 | FINW | Noone James | See Remarks | M - OptEx | $0.00 | -12.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $0.001 per share | 2023-03-08 | M | A | 12,000 | $2.37 | 236,149 | D | — | — | |
| 2 | Derivative | Stock Option (right to buy) | 2023-03-08 | M | D | 12,000 | $0.00 | 0 | D | $2.37 · — to 2028-02-05 | 12,000 Common Stock | (F1) The option, representing a right to purchase a total of 60,000 shares, vested and became exercisable in five equal annual installments beginning on February 5, 2019, which was the first anniversary of the date on which the option was granted. |