Form 4 for ULTA Ulta Beauty
Accepted 2023-03-22 00:00:00 ET · period of report 2023-03-20 · accession 0001140361-23-013091 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-22 | 2023-03-20 | ULTA | Caro Jodi J | GC, Corp. Sec | M - OptEx | $348.73 | +3,437 | 9,731 | +55% | +$1.20M |
| DM | 2023-03-22 | 2023-03-20 | ULTA | Caro Jodi J | GC, Corp. Sec | S - Sale+OE | $506.65 | -4,500 | 6,294 | -42% | -$2.28M |
| D | 2023-03-22 | 2023-03-20 | ULTA | Caro Jodi J | GC, Corp. Sec | M - OptEx | $0.00 | +3,437 | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-20 | M | A | 3,437 | $348.73 | 9,731 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-20 | S | D | 1,063 | $507.81 | 5,231 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $507.520 to $507.965. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 3 | Common | Common Stock | 2023-03-20 | S | D | 3,437 | $506.29 | 6,294 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. The actual sale prices for these transactions ranged from $505.880 to $506.870. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range. |
| 4 | Derivative | Stock Option (right to buy) | 2023-03-20 | M | A | 3,437 | $0.00 | 0 | D | $348.73 · — to 2029-03-29 | 3,437 Common Shares | (F3) The options, representing an initial right to purchase a total of 3,437 shares, vesting in 25% annual increments beginning March 15, 2020 and each anniversary thereafter through March 15, 2023. |