Form 4 for TXG 10x Genomics, Inc.
Accepted 2023-03-23 00:00:00 ET · period of report 2023-03-21 · accession 0001140361-23-013506 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-03-23 | 2023-03-21 | TXG | Saxonov Serge | CEO, Dir | A - Grant | $0.00 | +36.4K | 899.8K | +4% | $0 |
| DM | 2023-03-23 | 2023-03-21 | TXG | Saxonov Serge | CEO, Dir | A - Grant | $0.00 | +145.5K | 72.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-03-21 | A | A | 36,387 | $0.00 | 899,792 | D | — | — | (F1) Constitute restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/16th of the RSUs shall vest on each quarterly anniversary measured from February 21, 2023, subject to the Reporting Person continuing as a service provider through each such date. |
| 2 | Derivative | Performance - based Restricted Stock Units | 2023-03-21 | A | A | 72,773 | $0.00 | 72,773 | D | — · — to 2028-04-01 | 72,773 Class A Common Stock | (F7) Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Class A Common Stock upon vesting. 1/3rd of the PSUs shall vest upon the Issuer's Class A Common Stock achieving each of three escalating stock price milestones, subject to the Reporting Person continuing as a service provider through each such date. |
| 3 | Derivative | Stock Option (right to buy) | 2023-03-21 | A | A | 72,773 | $0.00 | 72,773 | D | $50.10 · — to 2033-03-21 | 72,773 Class A Common Stock | (F6) 1/48th of the total number of shares subject to the option vest on each monthly anniversary measured from April 1, 2023, subject to the Reporting Person continuing as a service provider through each such date. |