Form 4 for NMZ NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
Accepted 2023-04-26 00:00:00 ET · period of report 2023-04-24 · accession 0001140361-23-020582 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-04-26 | 2023-04-24 | NMZ | Banc of America Preferred Funding Corp | 10% | J - Other | — | +1,000 | 1,870 | +115% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Adjustable Rate MuniFund Term Preferred Shares | 2023-04-24 | J | A | 1,000 | — | 1,870 | I By Subsidiary | — | — | (F1) The 1,000 Series 2032 Adjustable Rate MuniFund Term Preferred Shares ("2032 AMTP Shares") reported as acquired in Table I represent AMTP Shares of Nuveen Municipal High Income Opportunity Fund beneficially owned by Banc of America Preferred Funding Corporation ("PFC") and purchased in connection with a share transition coordinated by the Issuer. Prior to this filing, PFC held 870 Series 2028 Adjustable Rate MuniFund Term Preferred Shares, issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation. (F3) Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. (F2) This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation holds an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary PFC. |