Form 4 for GECC Great Elm Capital Corp.
Accepted 2023-05-16 00:00:00 ET · period of report 2023-05-12 · accession 0001140361-23-025139 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-05-16 | 2023-05-12 | GECC | Kuperschmid Mark | Dir | P - Purchase | $8.01 | +2,000 | 14.0K | +17% | +$16.0K |
| M | 2023-05-16 | 2023-05-12 | GECC | Kuperschmid Mark | Dir | P - Purchase | $8.02 | +3,000 | 3,000 | New | +$24.1K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-12 | P | A | 2,000 | $8.01 | 13,972 | I By Benmark Investments LLC | — | — | (F1) The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of any of the reported shares for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Stock | 2023-05-12 | P | A | 300 | $8.01 | 300 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-12 | P | A | 2,700 | $8.02 | 3,000 | D | — | — |