Form 4 for PRTA PROTHENA CORP PUBLIC LTD CO
Accepted 2023-05-17 00:00:00 ET · period of report 2023-05-17 · accession 0001140361-23-025342 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2023-05-17 | 2023-05-17 | PRTA | Nguyen Tran | CFO, Chief Strategy Off | M - OptEx | $26.15 | +95.0K | 48.2K | New | +$2.48M |
| DMT | 2023-05-17 | 2023-05-17 | PRTA | Nguyen Tran | CFO, Chief Strategy Off | S - Sale+OE | $73.99 | -95.0K | 3,300 | -97% | -$7.03M |
| DMT | 2023-05-17 | 2023-05-17 | PRTA | Nguyen Tran | CFO, Chief Strategy Off | M - OptEx | $0.00 | -95.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares, par value $0.01 per share | 2023-05-17 | M | A | 50,000 | $22.85 | 98,200 | D | — | — | |
| 2 | Common | Ordinary Shares, par value $0.01 per share | 2023-05-17 | M | A | 45,000 | $29.81 | 48,200 | D | — | — | |
| 3 | Common | Ordinary Shares, par value $0.01 per share | 2023-05-17 | S | D | 14,001 | $72.66 | 84,199 | D | — | — | (F2) The transaction was executed in multiple trades in prices ranging from $72.03 to $73.02, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the ranges set forth in footnotes 2 through 5 of this Form 4. |
| 4 | Common | Ordinary Shares, par value $0.01 per share | 2023-05-17 | S | D | 100 | $76.04 | 3,200 | D | — | — | |
| 5 | Common | Ordinary Shares, par value $0.01 per share | 2023-05-17 | S | D | 34,640 | $73.54 | 49,559 | D | — | — | (F3) The transaction was executed in multiple trades in prices ranging from $73.03 to $74.025, inclusive. |
| 6 | Common | Ordinary Shares, par value $0.01 per share | 2023-05-17 | S | D | 37,044 | $74.55 | 12,515 | D | — | — | (F4) The transaction was executed in multiple trades in prices ranging from $74.03 to $75.02, inclusive. |
| 7 | Common | Ordinary Shares, par value $0.01 per share | 2023-05-17 | S | D | 9,215 | $75.44 | 3,300 | D | — | — | (F5) The transaction was executed in multiple trades in prices ranging from $75.04 to $76.025, inclusive. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-05-17 | M | D | 45,000 | $0.00 | 0 | D | $29.81 · — to 2024-02-04 | 45,000 Ordinary Shares | (F7) The Reporting Person holds options that give him the right to acquire an aggregate of 806,837 shares at exercise prices ranging from $12.15 to $52.97, of which 638,253 are currently exercisable, and 168,584 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award. Certain of these options are subject to the Court Order. (F6) All shares subject to the option have fully vested. |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-05-17 | M | D | 50,000 | $0.00 | 0 | D | $22.85 · — to 2025-03-11 | 50,000 Ordinary Shares | (F7) The Reporting Person holds options that give him the right to acquire an aggregate of 806,837 shares at exercise prices ranging from $12.15 to $52.97, of which 638,253 are currently exercisable, and 168,584 are currently unexercisable but vest over time, subject to the Reporting Person's continued employment with the Issuer on each applicable vesting date of each option award. Certain of these options are subject to the Court Order. (F6) All shares subject to the option have fully vested. |