Form 4 for FNKO Funko, Inc.
Accepted 2023-05-26 00:00:00 ET · period of report 2023-05-24 · accession 0001140361-23-026983 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DI | 2023-05-26 | 2023-05-24 | FNKO | TCG Capital Management, LP | Dir, 10% | M - OptEx | $0.00 | +2,080 | 2,175 | +2,189% | $0 |
| DI | 2023-05-26 | 2023-05-24 | FNKO | TCG Capital Management, LP | Dir, 10% | M - OptEx | $0.00 | -2,080 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-05-24 | M | A | 2,080 | $0.00 | 2,175 | I See footnote | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to Jesse Jacobs on May 24, 2022 as compensation for his service on the Issuer's board of directors and were held by Mr. Jacobs for the benefit of the reporting person. Such RSUs vested on May 24, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by Mr. Jacobs for the benefit of the reporting person. |
| 2 | Derivative | Restricted Stock Units | 2023-05-24 | M | D | 2,080 | $0.00 | 0 | I See footnote | — · — to — | 2,080 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment. The RSUs reported here were granted to Jesse Jacobs on May 24, 2022 as compensation for his service on the Issuer's board of directors and were held by Mr. Jacobs for the benefit of the reporting person. Such RSUs vested on May 24, 2023, and the shares of Class A Common Stock received upon vesting and reported here are held by Mr. Jacobs for the benefit of the reporting person. |