Form 4 for ESE ESCO TECHNOLOGIES INC
Accepted 2023-07-05 00:00:00 ET · period of report 2023-06-30 · accession 0001140361-23-033032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-07-05 | 2023-06-30 | ESE | RICHEY VICTOR L JR | Retired Dir, Exec COB | D - Sale to Iss | $0.00 | -18.5K | 327.5K | -5% | $0 | |
| 2023-07-05 | 2023-07-03 | ESE | RICHEY VICTOR L JR | Retired Dir, Exec COB | F - Tax | $103.63 | -17.9K | 309.6K | -5% | -$1.86M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-30 | D | D | 18,527 | $0.00 | 327,508 | D | — | — | (F1) Forfeiture of unvested common stock upon retirement. (F2) Includes 90 shares acquired under Employee Stock Purchase Plan since the reporting person's last form 4 filing, and inclusion of 18,527 unvested shares previously reported but inadvertently omitted from Box 5 of the reporting person's previous Form 4 filing. |
| 2 | Common | Common Stock | 2023-07-03 | F | D | 17,948 | $103.63 | 309,560 | D | — | — | (F3) Withholding for taxes on common stock vested upon retirement. (F2) Includes 90 shares acquired under Employee Stock Purchase Plan since the reporting person's last form 4 filing, and inclusion of 18,527 unvested shares previously reported but inadvertently omitted from Box 5 of the reporting person's previous Form 4 filing. |