Form 4 for DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
Accepted 2023-07-19 00:00:00 ET · period of report 2023-07-17 · accession 0001140361-23-035274 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-07-19 | 2023-07-17+ | DSM | Blue Ridge Investments, L.L.C. | 10% | J - Other | $25,000.00 | -216 | 0 | -100% | -$5.40M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series B Auction Preferred Stock | 2023-07-19 | J | D | 136 | $25,000.00 | 0 | I By Subsidiary | — | — | (F2) CUSIP 09662E307 (F5) The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
| 2 | Common | Series A Auction Preferred Stock | 2023-07-17 | J | D | 80 | $25,000.00 | 0 | I By Subsidiaries | — | — | (F1) CUSIP 09662E208 (F4) The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA") and Blue Ridge Investments, LLC. BANA and Blue Ridge Investments, LLC are wholly owned subsidiaries of Bank of America Corporation. |