Form 4 for PENG Penguin Solutions, Inc.
Accepted 2023-07-24 00:00:00 ET · period of report 2023-07-20 · accession 0001140361-23-035920 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DMT | 2023-07-24 | 2023-07-20 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | M - OptEx | $10.25 | +7,500 | 209.9K | +4% | +$76.9K |
| DT | 2023-07-24 | 2023-07-20 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | F - Tax | $26.00 | -3,136 | 202.4K | -2% | -$81.5K |
| DT | 2023-07-24 | 2023-07-20 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | S - Sale+OE | $25.48 | -7,500 | 202.4K | -4% | -$191.1K |
| DMT | 2023-07-24 | 2023-07-20 | PENG | Pacheco Jack A | EVP, COO, Pres, Mem Solutions | M - OptEx | $0.00 | -7,500 | 65.0K | -10% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2023-07-20 | M | A | 2,500 | $9.20 | 204,875 | D | — | — | |
| 2 | Common | Ordinary Shares | 2023-07-20 | M | A | 5,000 | $10.78 | 209,875 | D | — | — | |
| 3 | Common | Ordinary Shares | 2023-07-20 | F | D | 3,136 | $26.00 | 202,375 | D | — | — | |
| 4 | Common | Ordinary Shares | 2023-07-20 | S | D | 7,500 | $25.48 | 202,375 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $25.24 to $25.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 5 | Derivative | Employee Stock Option (right to buy) | 2023-07-20 | M | D | 2,500 | $0.00 | 97,500 | D | $9.20 · — to 2030-03-12 | 2,500 Ordinary Shares | (F4) The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021. |
| 6 | Derivative | Employee Stock Option (right to buy) | 2023-07-20 | M | D | 5,000 | $0.00 | 65,000 | D | $10.78 · — to 2029-01-22 | 5,000 Ordinary Shares | (F5) The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vested and became exercisable over three years beginning January 1, 2020. |