Form 4 for DNP DNP SELECT INCOME FUND INC

Accepted 2023-07-25 00:00:00 ET · period of report 2023-07-22 · accession 0001140361-23-036107 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
MI	2023-07-25	2023-07-22	DNP	MetLife Investment Management, LLC	10%	J - Other	—	-32.00M	0	-100%	—

Purchase Sale Sale after option exercise All abbreviations

Every reported transaction

#	Table	Security	Date	Code	A/D	Shares	Price	Own	Exercise / expiry	Underlying	Footnotes
1	Common	2.76% Series A Senior Secured Notes Due July 22, 2023	2023-07-22	J	D	1,000,000	—	I See Footnotes	—	—	(F1) These 2.76% Series A Senior Secured Notes Due July 22, 2023 ("Series A Senior Secured Notes") matured on July 22, 2023, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. (F2) These Series A Senior Secured Notes are held directly by clients for whom the Reporting Person serves as investment manager. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
2	Common	2.76% Series A Senior Secured Notes Due July 22, 2023	2023-07-22	J	D	23,800,000	—	I See Footnotes	—	—	(F1) These 2.76% Series A Senior Secured Notes Due July 22, 2023 ("Series A Senior Secured Notes") matured on July 22, 2023, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. (F2) These Series A Senior Secured Notes are held directly by clients for whom the Reporting Person serves as investment manager. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
3	Common	2.76% Series A Senior Secured Notes Due July 22, 2023	2023-07-22	J	D	800,000	—	I See Footnotes	—	—	(F1) These 2.76% Series A Senior Secured Notes Due July 22, 2023 ("Series A Senior Secured Notes") matured on July 22, 2023, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. (F2) These Series A Senior Secured Notes are held directly by clients for whom the Reporting Person serves as investment manager. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
4	Common	2.76% Series A Senior Secured Notes Due July 22, 2023	2023-07-22	J	D	6,400,000	—	I See Footnotes	—	—	(F1) These 2.76% Series A Senior Secured Notes Due July 22, 2023 ("Series A Senior Secured Notes") matured on July 22, 2023, on which date the Issuer agreed to repay the original principal amount, plus accrued and unpaid interest, which interest is exempt from Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16a-9 thereunder. (F2) These Series A Senior Secured Notes are held directly by clients for whom the Reporting Person serves as investment manager. (F3) The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.