Form 4 for ACMR ACM Research, Inc.
Accepted 2023-08-25 00:00:00 ET · period of report 2023-08-23 · accession 0001140361-23-041326 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-25 | 2023-08-23 | ACMR | Chen Fuping | See remarks | M - OptEx | $1.06 | +105.0K | 105.0K | New | +$111.8K |
| D | 2023-08-25 | 2023-08-23 | ACMR | Chen Fuping | See remarks | S - Sale+OE | $15.00 | -105.0K | 0 | -100% | -$1.57M |
| DM | 2023-08-25 | 2023-08-23 | ACMR | Chen Fuping | See remarks | M - OptEx | $0.00 | -105.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-08-23 | M | A | 96,165 | $1.00 | 96,165 | D | — | — | |
| 2 | Common | Class A Common Stock | 2023-08-23 | S | D | 105,000 | $15.00 | 0 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.00 to $15.01, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
| 3 | Common | Class A Common Stock | 2023-08-23 | M | A | 8,835 | $1.77 | 105,000 | D | — | — | |
| 4 | Derivative | Stock Option | 2023-08-23 | M | D | 8,835 | $0.00 | 141,165 | D | $1.77 · — to 2028-01-24 | 8,835 Class A Common Stock | (F3) The option was fully vested and exercisable. |
| 5 | Derivative | Stock Option | 2023-08-23 | M | D | 46,164 | $0.00 | 0 | D | $1.00 · — to 2026-12-27 | 46,164 Class A Common Stock | (F3) The option was fully vested and exercisable. |
| 6 | Derivative | Stock Option | 2023-08-23 | M | D | 50,001 | $0.00 | 0 | D | $1.00 · — to 2026-12-27 | 50,001 Class A Common Stock | (F3) The option was fully vested and exercisable. |