Form 4 for NBH NEUBERGER MUNICIPAL FUND INC.
Accepted 2023-10-30 00:00:00 ET · period of report 2023-10-23 · accession 0001140361-23-050264 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-10-30 | 2023-10-23 | NBH | BANK OF AMERICA CORP /DE/ | 10% | J - Other | — | +822 | 2,279 | +56% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Variable Rate Municipal Term Preferred Shares | 2023-10-23 | J | A | 822 | — | 2,279 | I By Subsidiary | — | — | (F1) In connection with the reorganization of Neuberger Berman California Municipal Fund Inc. ("NBW") and Neuberger Berman New York Municipal Fund Inc. ("NBO") into the Issuer, 457 shares of variable rate municipal term preferred shares ("VMTP Shares") of NBW and 365 VMTP Shares of NBO beneficially owned by Banc of America Preferred Funding Corporation ("PFC") were exchanged for an equal number of VMTP Shares of the Issuer in a cashless transaction. Prior to this filing, PFC held 1,457 VMTP Shares issued by the Issuer. PFC is a wholly owned subsidiary of Bank of America Corporation. (F3) Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer. (F2) This statement is jointly filed by Bank of America Corporation and PFC. Bank of America Corporation held an indirect interest in the securities listed in Table I by virtue of its indirect ownership of its subsidiary PFC. |