Form 4 for ACMR ACM Research, Inc.
Accepted 2023-11-15 00:00:00 ET · period of report 2023-11-13 · accession 0001140361-23-053443 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DT | 2023-11-15 | 2023-11-13 | ACMR | Cheav Sotheara | See remarks | S - Sale+OE | $16.79 | -26.0K | 110.0K | -19% | -$436.5K |
| DMT | 2023-11-15 | 2023-11-13 | ACMR | Cheav Sotheara | See remarks | M - OptEx | $4.99 | +26.0K | 136.0K | +24% | +$129.7K |
| DMT | 2023-11-15 | 2023-11-13 | ACMR | Cheav Sotheara | See remarks | M - OptEx | $0.00 | -26.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-11-13 | S | D | 26,000 | $16.79 | 110,002 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.52 to $17.07, inclusive. |
| 2 | Common | Class A Common Stock | 2023-11-13 | M | A | 13,500 | $5.33 | 123,502 | D | — | — | |
| 3 | Common | Class A Common Stock | 2023-11-13 | M | A | 12,500 | $4.62 | 136,002 | D | — | — | |
| 4 | Derivative | Stock Option | 2023-11-13 | M | D | 12,500 | $0.00 | 0 | D | $4.62 · — to 2028-07-31 | 12,500 Class A Common Stock | (F5) The option is fully vested and exercisable. |
| 5 | Derivative | Stock Option | 2023-11-13 | M | D | 13,500 | $0.00 | 0 | D | $5.33 · — to 2029-08-03 | 13,500 Class A Common Stock | (F5) The option is fully vested and exercisable. |