Form 4 for AEVA Aeva Technologies, Inc.
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-18 · accession 0001140361-23-054277 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-21 | 2023-11-18 | AEVA | Zadesky Stephen Paul | Dir | M - OptEx | — | +87.2K | 99.7K | +698% | — |
| D | 2023-11-21 | 2023-11-20 | AEVA | Zadesky Stephen Paul | Dir | S - Sale+OE | $0.56 | -43.6K | 56.1K | -44% | -$24.4K |
| D | 2023-11-21 | 2023-11-18 | AEVA | Zadesky Stephen Paul | Dir | M - OptEx | — | -87.2K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-18 | M | A | 87,209 | — | 99,709 | D | — | — | (F1) Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-11-20 | S | D | 43,604 | $0.56 | 56,105 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5302 to $0.5885, inclusive. The reporting person undertakes to provide to Aeva Technologies, Inc. ("Aeva"), any security holder of Aeva, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 3 | Derivative | Restricted Stock Units | 2023-11-18 | M | D | 87,209 | — | 0 | D | — · — to — | 87,209 Common Stock | (F4) On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. (F1) Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis. |