Form 4 for AEVA Aeva Technologies, Inc.
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-18 · accession 0001140361-23-054279 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-21 | 2023-11-18 | AEVA | Farshchi Shahin | Dir | M - OptEx | — | +87.2K | 106.6K | +449% | — |
| D | 2023-11-21 | 2023-11-18 | AEVA | Farshchi Shahin | Dir | M - OptEx | — | -87.2K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-18 | M | A | 87,209 | — | 106,616 | D | — | — | (F2) The reporting person has assigned any and all pecuniary interest in the securities reported herein to Lux Capital Management, LLC ("Lux Capital"). As a result of such assignment, the reporting person disclaims any and all beneficial ownership of the reported securities. (F1) Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis. |
| 2 | Derivative | Restricted Stock Units | 2023-11-18 | M | D | 87,209 | — | 0 | D | — · — to — | 87,209 Common Stock | (F3) On November 18, 2022, the reporting person was granted 87,209 restricted stock units, vesting on the first anniversary of the grant date. The pecuniary interest in all such restricted stock units was assigned by the reporting person to Lux Capital. (F1) Restricted stock units convert into the Issuer's Common Stock on a one-for-one basis. |