Form 4 for AEVA Aeva Technologies, Inc.
Accepted 2023-11-21 00:00:00 ET · period of report 2023-11-18 · accession 0001140361-23-054281 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-11-21 | 2023-11-18 | AEVA | Simonian Hrach | Dir | M - OptEx | — | +87.2K | 89.6K | +3,583% | — |
| D | 2023-11-21 | 2023-11-18 | AEVA | Simonian Hrach | Dir | M - OptEx | — | -87.2K | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-18 | M | A | 87,209 | — | 89,643 | D | — | — | (F1) Each restricted stock unit converts into the Issuer's Common Stock on a one-for-one basis upon vesting and settlement. (F2) Includes shares received in distributions-in-kind from Canaan XI, L.P. (the "Canaan Fund") made prior to the filing of this report in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. |
| 2 | Derivative | Restricted Stock Units | 2023-11-18 | M | D | 87,209 | — | 0 | D | — · — to — | 87,209 Common Stock | (F4) On November 18, 2022, the restricted stock units were awarded pursuant to the Issuer's Non-Employee Director Compensation Plan, pursuant to which each non-employee director of the Issuer received an annual restricted stock unit grant, vesting on the first anniversary of the grant date. (F1) Each restricted stock unit converts into the Issuer's Common Stock on a one-for-one basis upon vesting and settlement. |